Creating policies for data handling and accountability and driving culture change so people understand how to properly work with data are two important components of a data governance initiative, as is the technology for proactively managing data assets.
Resource
Posted inAML
Improve Compliance Team Efficiency by Automating AML Workloads
Compliance teams are under increasing pressure to reduce risk and drive financial crime out of their institutions with limited resources.
Posted inAnti-Bribery
Additional Tips for Success in Combatting Bribery and Corruption
On July 3, 2020, quietly and with little fanfare, the Criminal Division of the US Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC”) released the 133-page Resource Guide to the US Foreign Corruption Practices Act, Second Edition (“the FCPA Resource Guide”).
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Managing Sanctions Compliance in a Global Economy Part 2: Maximizing Automated Retroactive Screening
Regardless of industry, companies have ample growth opportunities in today’s global economy—but with that growth comes an increasingly complex landscape of rules, regulations and compliance pitfalls.
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AI-enabled real-time T&E audit analytics to drive compliance and reduce spends
Your company may be spending less on travel and entertainment expenses, but the risk of fraud and regulatory non-compliance is spiking. Without proper safeguards in place to manage T&E spend – a major operating expense – companies face costly consequences.
Posted inWhite paper
10 Essential Steps to NYDFS Compliance
The New York Department of Financial Services (NYDFS) Cybersecurity Regulation, also known as 23 NYCRR 500, consists of rigorous cybersecurity rules for covered financial institutions like credit unions, banks and insurance firms.
Posted inData Privacy
Smart Content Governance – Unleash the Power of the Modern Cloud-based Office Without Conflict or Compromise
Now more than ever, companies need strong data governance that can be applied across multiple repositories, apps, and devices, no matter where work gets done.
Posted inInternal Controls
DOJ 2020 Update: Evaluation of Corporate Compliance Programs
On June 1, 2020, the DOJ updated its Evaluation of Corporate Compliance Programs guidance document to reflect, as Assistant Attorney General Brian Benczkowski said, “additions based on our own experience and important feedback from the business and compliance communities.”
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Managing Sanctions Compliance in a Global Economy Part 3: Implementing Customer Risk Profiling
In today’s global economy, opportunities for growth are often accompanied by an increasingly complex landscape of rules, regulations and compliance issues. Since compliance is now a component of everyday business operations, businesses must employ a strategic, holistic program with several key components, including customer risk profiling.
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A Roadmap for Auditors Tackling COVID-19 Challenges
The coronavirus pandemic has industries scrambling to rewrite the blueprints for effective operations, with auditors under pressure to perform.