By Joe Mont2018-08-16T13:00:00
The SEC says Citigroup has agreed to pay $10.5 million in penalties to settle two enforcement actions involving its books and records, internal accounting controls,and trader supervision.
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2026-03-19T21:08:00Z By Aaron Nicodemus
The U.S. Securities and Exchange Commission’s Mark Uyeda told an audience of investment advisers that the SEC will no longer prioritize stand-alone enforcement actions for violations of the SEC’s rules on off-channel communications.
2026-03-18T21:56:00Z By Adrianne Appel
The U.S. Securities and Exchange Commission and the Commodities Futures Trading Commission have released an official interpretation of how federal laws will apply to cryptocurrencies and their transactions.
2026-03-16T20:26:00Z By Oscar Gonzalez
The U.S. Treasury Department issued a new Russia-related general license allowing certain transactions tied to Russian oil shipments already en route to India. This move comes after oil prices spiked as the U.S war on Iran continues.
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