All Commodity Exchange Act articles

  • Money laundering
    Article

    Tower Research Capital to pay $67.4M in ‘spoofing’ case

    2019-11-08T18:28:00Z

    Tower Research Capital will pay a combined $67.4 million to the DOJ and CFTC to resolve criminal charges on unlawful trading in the U.S. commodities market.  

  • WhistleblowerReward
    Article

    Whistleblower awarded $7M for ‘limited assistance’

    2019-10-01T19:54:00Z

    A whistleblower who provided the Commodity Futures Trading Commission with “limited assistance” about misconduct that prompted an investigation was still awarded $7 million, the agency announced.

  • Whistleblower
    Article

    CFTC issues joint $2M whistleblower award

    2019-07-02T14:12:00Z

    The Commodity Futures Trading Commission announced on July 1 an award of $2 million to two “model whistleblowers” who provided the agency with “significant information” that prompted the CFTC to open an investigation.

  • CFTC
    Article

    CFTC issues reduced whistleblower award of $2.5M

    2019-06-25T16:58:00Z

    The Commodity Futures Trading Commission has awarded a whistleblower $2.5 million for assisting it in an investigation, but the award could have been larger if the report was made sooner, the CFTC said.

  • Glencorecrop
    Article

    Glencore announces CFTC probe

    2019-04-26T19:59:00Z

    The U.S. Commodity Futures Trading Commission is investigating whether multinational commodity trading and mining company Glencore and its subsidiaries might have violated certain provisions of the Commodity Exchange Act and/or CFTC regulations.

  • selfreportcooperation
    Article

    CFTC issues enforcement advisory on self-reporting and cooperation

    2019-03-11T14:33:00Z

    The Commodity Futures Trading Commission Division of Enforcement has issued an enforcement advisory that provides clarity concerning the benefits of self-reporting and cooperation related to violations of the Commodity Exchange Act involving foreign corrupt practices.