All Compliance Officer articles – Page 2

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    U.K. FCA: Senior Managers To Be ‘Whistleblower Champions’

    2015-10-06T13:15:00Z

    Image: The U.K. Financial Conduct Authority is calling on senior managers to serve as “Whistleblower Champions” and to play a lead role in protecting employees who come forward with critical information about misconduct. The rules are part of the Senior Managers Regime, which is slated to go into effect ...