Welcome to ComplianceWeek.com. This site uses cookies. Read our policy.

  • Skip to main content
  • Skip to navigation
Site name
Compliance Week
Insert Logo text
Mast navigation
  • Register
  • Subscribe
  • Sign In
Search our site
Menu
Close menu
  • Home
  • Topics
    • Back to parent navigation item
    • Topics
    • Accounting & Auditing
    • Anti-Corruption
    • Boards & Shareholders
    • Culture
    • Cyber-Security
    • Data Privacy
    • Ethics & Codes
    • Europe
    • Grapevine
    • GRC Announcements
    • Internal Controls
    • Investigations
    • Opinion
    • Regulatory Enforcement
    • Regulatory Policy
    • Risk Management
    • Sanctions
    • Social Responsibility
    • Surveys & Benchmarking
    • Technology
    • Third Party Risk
    • Whistleblowers
    • AML
    • Anti-Bribery
    • Artificial Intelligence
    • Brexit
    • Compensation
    • Financial Services
    • GDPR
    • GRC Illustrated
    • Social Media
    • Software
    • Supply Chain
    • Top Minds
    • Best of CW2019
    • My Compliance Library
    • Ask Amii Mailbag
  • Events
    • Back to parent navigation item
    • Events
    • In-person events
      • Back to parent navigation item
      • In-person events
      • Compliance Week Europe
    • Calendar
    • Upcoming webcasts
      • Back to parent navigation item
      • Upcoming webcasts
      • June 27: 10 myths of TPRM
      • July 25: Broker-dealers on social media
      • July 30: Preventing human trafficking
  • Resource Library
    • Back to parent navigation item
    • Resource Library
    • Thought Leadership
    • e-Books
    • Software Demos
    • In-Depth Reports
    • Webcasts
    • Surveys
  • Magazine
    • Back to parent navigation item
    • Magazine
    • Special Reports
      • Back to parent navigation item
      • Special Reports
      • May/June
      • March/April
      • January/February
    • Digital Editions
    • Top Minds
  • Podcasts
  • Video
  • Home
  • Topics
      • Accounting & Auditing
      • Anti-Corruption
      • Boards & Shareholders
      • Culture
      • Cyber-Security
      • Data Privacy
      • Ethics & Codes
      • Europe
      • Grapevine
      • GRC Announcements
      • Internal Controls
      • Investigations
      • Opinion
      • Regulatory Enforcement
      • Regulatory Policy
      • Risk Management
      • Sanctions
      • Social Responsibility
      • Surveys & Benchmarking
      • Technology
      • Third Party Risk
      • Whistleblowers
      • AML
      • Anti-Bribery
      • Artificial Intelligence
      • Brexit
      • Compensation
      • Financial Services
      • GDPR
      • GRC Illustrated
      • Social Media
      • Software
      • Supply Chain
      • Top Minds
      • Best of CW2019
      • My Compliance Library
      • Ask Amii Mailbag
    • tmindexbannernew
      Top Minds 2019
    • Accountingbestpractices
      Special report: Building a better audit
  • Events
      • In-person events
        • Compliance Week Europe
      • Calendar
      • Upcoming webcasts
        • June 27: 10 myths of TPRM
        • July 25: Broker-dealers on social media
        • July 30: Preventing human trafficking

    • Thank you to all of our attendees at Compliance Week 2019!

      "I always circle the Compliance Week conference on my calendar. It is the one event that draws experts in the field, as well as key regulators and government officials to discuss current and emerging issues."
      -- CCO, Fortune 150 company

      Conference Highlights
  • Resource Library
      • Thought Leadership
      • e-Books
      • Software Demos
      • In-Depth Reports
      • Webcasts
      • Surveys
    • jumio ebook cover img
      e-Book: Riding California’s Wave of Regulatory DevelopmentsProvided by Jumio
    • NAVEX Whistleblower cover img v2
      Insights on whistleblowers and internal reportingProvided by NAVEX Global
    • dnb ESG cover img
      Environmental, social & governance demands take center stageProvided by Dun & Bradstreet
  • Magazine
      • Special Reports
        • May/June
        • March/April
        • January/February
      • Digital Editions
      • Top Minds

  • Podcasts
  • Video
  • More navigation items

Compliance Program and Effectiveness Assessment

By Chris DePippo, VP, Chief Ethics & Compliance Officer, CSC, Christine Stickler, VP, Chief Compliance Officer, TE Connectivity, Zain Raheel, Partner, EY 2019-01-15T14:24:31.263+00:00

  • No comments

Downloads

  • resourcefiles/CW2015-Compliance Program Effectiveness-COMBINED

    PDF, Size 0.91 mb
  • No comments

No comments yet

You're not signed in.

Only registered users can comment on this article.

Sign in Register
  • My CW
  • About Compliance Week
  • Help
  • Advertise
  • Reprints
  • Privacy Policy
  • Terms and Conditions
  • Digital Issues
  • Issues
  • Contact us
  • Topics A-Z
  • © 2019 Compliance Week
Connect with us to join the compliance conversation.

Site powered by Webvision Cloud

Validate Accessibility