Compliance Week

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    Event

    Virtual Roundtable: Whistleblowing in 2024: What compliance officers need to know

    2024-05-08T12:00:00

    Compliance Week is hosting a virtual roundtable in which we’ll explore the modern whistleblower landscape and what corporate compliance programs need to know to follow the rules while enabling a speak-up culture.

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    Event

    Photo gallery: Compliance Week National 2024

    2024-04-02T16:00:00

    More than 450 attendees are gathering at the Westin in downtown Washington, D.C. for Compliance Week’s 19th annual National Conference from April 2-4. Check out some of the sights from the event in our photo gallery.

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    Table: SEC, CFTC off-channel communications penalties

    2024-02-09T17:00:00

    The Securities and Exchange Commission and Commodity Futures Trading Commission have combined to levy about $2.8 billion in penalties (so far) against firms and their affiliates in response to recordkeeping failures regarding employee use of off-channel communications for business purposes.

  • TPRM
    Video

    Maneuvering the regulatory landscape

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Amy Mertz Brown, a former chief compliance officer and independent consultant/attorney; Ellen Hunt, principal consultant and advisor at Spark Compliance Consulting; and Linda Tuck Chapman, CEO of the Third-Party Risk Institute. The event ...

  • TPRM
    Video

    Forming risk-based approaches to due diligence

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Josh Bryant, senior data privacy analyst at J.B. Hunt; Ramsey Kazem, regional compliance officer at Andritz; and Rob Seibel, former associate vice president, global ethics and compliance at Bath & Body Works. The ...

  • TPRM
    Video

    The ABCs of an effective program

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Steve Naughton, director of regulatory compliance studies at Loyola University Chicago Law School, and Michael Volkov, CEO of the Volkov Law Group. The event was held Nov. 6-7, 2023.

  • TPRM
    Video

    Cybersecurity essentials in third-party relationships

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Melissa Thomas, senior manager of information security at Intuit; David Kessler, vice president and associate general counsel at BAE Systems; and James Goepel, general counsel and director of education and content at FutureFeed. ...

  • TPRM
    Video

    Best practices for third-party compliance audits

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Virgene Foreman, director VMO of internal controls at Lincoln Financial; Lila Acharya, partner at Crawford & Acharya; and Renica Hamilton, assistant vice president at Lincoln Financial. The event was held Nov. 6-7, 2023.

  • TPRM
    Video

    Excelling at vendor management

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Paul Kurtz, director of third-party risk management at MerchantE; Michael Rickman, president at Bear Lake; and Adrene Maria Odom, vice president, risk and vendor management at Lafayette Federal Credit Union. The event was ...

  • TPRM
    Video

    Strategies for integrating ESG in compliance directives

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between William Nelson, associate general counsel at the Investment Adviser Association, and Becky Haney, program manager for ESG data and reporting at Steelcase. The event was held Nov. 6-7, 2023.

  • TPRM
    Video

    What you need to know about protecting your data

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a presentation by Gregory Rasner, senior vice president, cybersecurity third-party risk at Truist. The event was held Nov. 6-7, 2023.

  • TPRM
    Video

    A holistic journey through integration

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Ja’Vaughn Jones, vendor risk management director at Kaiser Permanente; Tiffany Bray, vice president, senior third-party risk manager at Seacoast Bank; and Chris Phillips, vice president, procurement and vendor risk at Lendmark Financial Services. ...

  • TPRM
    Video

    Navigating sanctions compliance in third-party partnerships

    2023-11-07T20:00:00

    This session from Compliance Week’s 2023 virtual Third-Party Risk Management & Oversight Summit features a discussion between Jessica Sanderson, founding member at Sanderson Law Firm, and Rodney Campbell, senior vice president, head of third-party risk management at Valley National Bank. The event was held Nov. 6-7, 2023.

  • CW ESG icon
    Video

    Navigating the regulatory landscape on U.S. ESG reporting

    2023-09-20T21:00:00

    This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between William Nelson, associate general counsel at the Investment Adviser Association, and Steven Rothstein, managing director at Ceres. The event was held Sept. 19-20, 2023.

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    Video

    The ABCs of materiality assessments in ESG

    2023-09-20T21:00:00

    This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Hilary Wandall, chief ethics and compliance officer at Dun & Bradstreet, and Gwen Miller-Dannelongue, ESG and impact reporting manager at Planet Labs. The event was held Sept. 19-20, 2023.

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    Video

    Enhancing ESG reporting through effective assurance

    2023-09-20T21:00:00

    This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Charles Waring, partner, audit and assurance at EisnerAmper, and Melanie Sponholz, chief compliance officer at WCP Healthcare. The event was held Sept. 19-20, 2023.

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    Video

    International standardization of regulatory measures

    2023-09-20T21:00:00

    This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Neil Stewart, director of corporate outreach at the International Financial Reporting Standards Foundation, and Reem Tanta, lead advisor, ESG strategy and reporting at WSP. The event was held Sept. 19-20, 2023.

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    Video

    Navigating the dynamics of ESG compliance

    2023-09-20T21:00:00

    This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Douglas Hileman, independent consultant at Douglas Hileman Consulting, and Chris Fox, chief sustainability officer at Hanesbrands. The event was held Sept. 19-20, 2023.

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    Video

    Best practices for Scope 3 emissions and compliance

    2023-09-20T21:00:00

    This session from Compliance Week’s 2023 virtual ESG Summit features a presentation by Susan McNichols, project consultant at WSP. The event was held Sept. 19-20, 2023.

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    Video

    Emerging trends of ESG compliance and disclosure

    2023-09-20T21:00:00

    This session from Compliance Week’s 2023 virtual ESG Summit features a discussion between Aaron Rudd, vice president at Broadridge; Becky Haney, program manager for ESG data and reporting at Steelcase; and Nakis Urfi, former compliance officer and ESG leader at Babylon. The event was held Sept. 19-20, 2023.

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