DUE DILIGENCE: DRIVING ACTION & OWNERSHIP

By DAVID RING GLOBAL DIRECTOR OF COMPLIANCE INVESTIGATIONS, UNITED TECHNOLOGIES 2019-01-15T14:24:31.257+00:00

Topics

Article
Carreyrou at TPRM: Theranos warning signs were there, but partners failed to spot them
2020-09-18T22:26:00Z
John Carreyrou explained to third-party risk professionals at CW’s TPRM Virtual Summit that the mistakes made by Theranos’s business partners were entirely preventable—had they done their proper due diligence.
Article
Recent OCC case shows widespread liability when a BSA program fails
2020-09-18T19:13:00Z
Who faces liability when a Bank Secrecy Act program is deemed to be deficient? A series of recent enforcement actions taken by the OCC against individuals at a now-defunct New Jersey bank provides a case study.
Article
Compliance official key to Comtech sanctions penalty
2020-09-18T16:36:00Z
The alleged actions of an export compliance official are at the heart of “egregious” apparent OFAC sanctions violations by New York-based Comtech Telecommunications Corp. and its wholly owned subsidiary regarding sales in Sudan.

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