e-Book: Regulators crack down on use of messaging apps

U.S. regulators signaled through a widespread enforcement sweep against Wall Street banks they are zeroing in on employees’ unapproved uses of electronic communication channels to discuss business-related matters.

Collectively, the cases emphasize the need for financial services firms to enhance their monitoring and recordkeeping obligations.

This e-Book will cover:

• The latest enforcement landscape regarding use of off-channel communications
• Best practices for firms to enhance related policies and procedures
• New Department of Justice guidance addressing messaging apps