The Commodity Futures Trading Commission (CFTC) settled charges against three entities of Credit Suisse for failing to comply with swap data reporting obligations.

Credit Suisse International, Credit Suisse Securities Europe Limited, and Credit Suisse Capital will jointly pay a $1.5 million civil penalty, the CFTC announced June 25. The entities also agreed to cease-and-desist orders.

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Jaclyn Jaeger is a freelance contributor to Compliance Week after working for the company for 15 years. She writes on a wide variety of topics, including ethics and compliance, risk management, legal,...