All executives articles

  • Blog

    SEC charges Rio Tinto with fraud

    2017-10-18T10:30:00Z

    The Securities and Exchange Commission this week charged mining company Rio Tinto and two former top executives with fraud for inflating the value of coal assets acquired for $3.7 billion and sold a few years later for $50 million.

  • Blog

    U.K. Financial Regulator Explains the New Accountability Rules

    2015-08-13T12:45:00Z

    Image: The Financial Conduct Authority released “near final rules” which shows how it will apply the new accountability regimes that hold employees accountable for misconduct in U.K. branches of overseas banks. These rules further explain the FCA’s accountability reform announcement last month that zeroes in on top executives at U.K. ...