Our virtual Compliance Week Europe conference features regulators, thought leaders, and practitioners covering a range of timely topics, including the impact of a global pandemic on risk management and an update on sanctions, cross-border investigations, and Brexit.
Join Compliance Week today and get full access to our six-chapter case study detailing cruise line Carnival’s tale of compliance redemption set against the backdrop of the coronavirus pandemic. The 20,000-word report includes exclusive interviews, detailed graphics, photos, videos, and more.
The Securities and Exchange Commission has adopted rulemaking intended to enhance the quality and transparency of investor relationships with investment advisers and broker-dealers.
