By GRC Announcements2018-01-18T09:30:00
Brant Brown, former associate general counsel at the Financial Industry Regulatory Authority, has joined the international law firm Willkie Farr & Gallagher as counsel in the Washington office.
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2026-03-06T20:43:00Z By Adrianne Appel
Financial services company Canaccord has been hit with an $80 million penalty by the U.S. Treasury’s Financial Crimes Enforcement Network (FInCEN)–the largest FinCEN penalty against a broker-dealer in its history.
2026-02-20T16:59:00Z By Dr. Luan Ho, CW guest columnist
Double materiality assessments help organizations identify and prioritise ESG topics that matter most, both in terms of their impact on society and the environment, and their financial implications for the business.
2026-02-17T23:11:00Z By Ruth Prickett
Four senior partners at Big Four accountancy firm Ernst & Young, including a leader in the firm’s compliance function, have left the company because of spiralling repercussions from a costly compliance failure.
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