Financial Tracking Technologies, a compliance software solutions provider based in Greenwich, Conn., announced that the Securities and Exchange Commission has chosen the company’s automated employee compliance software solution to facilitate employee compliance. The contract was awarded in the second quarter of 2009.
Financial Tracking is designed to empower positive assertions and proof to regulators, clients, and risk groups that policies, procedures, and internal controls not only exist, but are operating effectively. The technology automatically sources and analyzes a wide array of data and provides real-time alerts should compliance exceptions occur.
