Triad Advisors, a subsidiary of Ladenburg Thalmann Financial Services, has promoted Ernie Strauss to senior vice president and chief compliance officer. He assumes the roles from Chet Payne, who has been promoted to executive vice president and chief operating officer.
Jaclyn Jaeger is a freelance contributor to Compliance Week after working for the company for 15 years. She writes on a wide variety of topics, including ethics and compliance, risk management, legal,... More by Jaclyn Jaeger
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