Wolters Kluwer Financial Services has expanded its compliance offerings to include consulting solutions for the U.S. securities industry and financial institutions in the U.K.
This new service was developed in response to requests from financial firms, which expressed a need for objective compliance experts who could not only help them understand the implications of regulatory change, but also help employ those changes within their organizations. Wolters Kluwer Financial Services’ consultants—many of whom served as NASD and SEC examiners in the U.S. and FSA supervisors in the U.K.—offer a broad range of regulatory experience.
