All Goldman Sachs articles – Page 4

  • Blog

    FCPA issues arise at Goldman trial in London

    2016-07-06T10:00:00Z

    There is nothing quite like a trial to bring all kinds of information to light that various parties would rather keep out of view. Goldman Sachs is now learning that the hard way in a suit regarding Libya’s sovereign wealth fund that has some serious FCPA implications. Tom Fox reports.

  • Blog

    Former Goldman compliance employee settles SEC insider trading case

    2016-03-22T09:15:00Z

    A former Goldman Sachs compliance employee settled his case with the Securities and Exchange Commission to resolve insider trading charges filed against him last year. Judge Valerie Caproni of the U.S. District Court for the Southern District of New York last week entered a final judgment against defendant Yue Han, ...

  • Blog

    Consumer Group Protests Post-Settlement Tax Breaks

    2016-01-19T12:45:00Z

    Goldman Sachs recently announced that it had reached an agreement in principle with the U.S. Department of Justice and others to resolve civil claims relating to the firm’s securitization, underwriting, and sale of residential mortgage-backed securities from 2005 to 2007. The $5 billion settlement has drawn the ire of U.S. ...

  • Blog

    Succession Planning: A Priority for Bank Chiefs in 2016

    2015-12-30T11:30:00Z

    Standard Chartered has scored big by hiring HSBC veteran Simon Cooper to serve as the London-based company’s corporate and institutional banking head but, according to the Financial Times, Cooper’s departure from HSBC may be a sign the exec has grown impatient waiting to take over the British bank’s reigns. Cooper, ...

  • Blog

    Banks May Get More Time to Prepare for Financial Market Regulation

    2015-11-10T23:00:00Z

    The EU is considering delaying the release of a comprehensive regulation that will overhaul financial market rules. The delay comes amid mounting concerns that the legislation’s accompanying technologies may not be ready in time for the January 2017 start date. Due to the complexity of the rule, banks and other ...

  • Blog

    Social Media: #Compliance Buzz

    2015-10-23T10:15:00Z

    Trending online are the #Compliance and #Corpgov hashtags that compliance officers and governance practitioners around the world often turn to for emerging trends and latest news. Whether it’s sharing ideas about the ever-changing regulatory landscape or covering industry-related events, both hashtags are known to provide real-time information. This ...