Retail banking company BNP Paribas recently announced the appointment of Theresa McCloskey as chief compliance officer for BNP Securities, the company’s registered broker-dealer and futures commission merchant.
McCloskey will be a member of the Compliance Americas Executive Committee, reporting directly to Eric Young, chief compliance officer for the Americas and for BNP Paribas USA, the bank’s intermediate holding company in the United States.
McCloskey joined BNP Paribas in 1997, building out a compliance program covering the trading activities of the broker-dealer. Through the next several years, she also provided compliance coverage to BNPP Asset Management, BNPP Financial Services, and the Equities and Derivatives platform. In 2015, she became CIB Americas Compliance Advisory Head for CIB Americas Functions.