SteelEye announced the addition of Senior Manager & Certification Regime (SM&CR) capabilities within its compliance technology and data analytics platform.
Designed to help firms meet Financial Conduct Authority (FCA) requirements, SteelEye provides clients with a centralized data platform for monitoring and managing senior manager responsibilities and roles. “Fit and proper” flags and “date of approval” fields help tag senior managers in accordance with SM&CR, and a “responsibilities map” allows firms to store and allocate senior management functions.
To help firms comply with conduct rules, SteelEye’s Trade and Communications Surveillance provides the tools to monitor business activity, respond to any suspicious activities in a timely manner, and build bespoke reports to notify regulators about any disciplinary actions.
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