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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2023-02-15T19:15:00
Cryptocurrency exchange Binance continued its streak of recruiting compliance professionals from rival companies by appointing former Gemini Chief Operating Officer Noah Perlman as global chief compliance officer.
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News and analysis for the well-informed compliance or audit exec.
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Subscribe now for $365
Our lowest price ($1 per day) for one year.
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2023-04-04T14:58:00Z By Kyle Brasseur
A cryptocurrency firm with a chief compliance officer found to not be handling the responsibilities of their role seriously is likely to face additional regulatory scrutiny, as evidenced by the Commodity Futures Trading Commission’s action against Binance.
2023-03-27T21:26:00Z By Aaron Nicodemus
The Commodity Futures Trading Commission charged Binance and its founder with operating an illegal digital assets exchange, while former Chief Compliance Officer Samuel Lim faces charges of aiding and abetting the alleged misconduct.
2024-07-26T19:49:00Z By Aaron Nicodemus
Three federal banking regulators issued guidance on the risks posed by the use of third-party financial technology firms to deliver bank deposit products and services to customers.
2024-07-23T16:57:00Z By Jeff Dale
The Financial Industry Regulatory Authority announced the appointments of Tina Gubb, effective Monday, and Julie Glynn, effective Sept. 1, as senior vice presidents of enforcement.
2024-07-23T15:46:00Z By CW Staff
Seminole Hard Rock Support Services announced the promotion of Chief Diversity and Inclusion Officer Stephanie Piimauna to senior vice president of people and inclusion.
2024-07-23T15:44:00Z By CW Staff
Luxury group Kering Americas announced the promotion of General Counsel Ewa Abrams to president, effective Aug. 1.
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