- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Electronic cigarette distributor Kaival Brands Innovations Group announced it appointed James Dobbins as general counsel.
With more than three decades of legal experience, Dobbins served as senior vice president, general counsel and secretary for Turning Point Brands. Prior to that, he spent several years in private practice.
He began his legal career with the law firm of Webster and Sheffield in New York.
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RBC Capital Markets agreed to pay nearly $769,000 to settle allegations levied by the Financial Industry Regulatory Authority, in part, over sending inaccurate information in trade confirmations to customers over nearly a decade.
UnitedHealth Group’s response to a major cyberattack in February that wreaked havoc with medical payments nationwide has been “inadequate” and must be improved immediately, a group of 22 state attorneys general told the company.
Zoom Chief Privacy Officer Lynn Haaland discusses with Compliance Week the market forces that led the company to offer Zoom Compliance Manager, which helps firms handle off-channel communications issues on the platform.
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