This course will help you learn the basic and necessary controls needed to ensure organizations identify, establish, assess, and maintain effective controls to help manage third-party arrangements through a well-defined risk assessment process.
Compliance Week National brings together compliance, ethics, legal, and audit professionals to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs.
Compliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.
Software company Loopio announced the appointment of Neetu Toor as its first general counsel.
In this role, Toor will lead and help scale the company’s legal function and provide legal counsel across all matters related to business, ethics and compliance, data privacy governance, and enterprise risk management.
She most recently served as senior director of legal services and acting data privacy officer at Caseware International and brings 10 years of senior legal experience to the company.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact Editor in Chief Kyle Brasseur.
The Federal Reserve Board further expounded on the risk management deficiencies it found at Custodia Bank as part of the digital-first bank’s application to become a member of the Federal Reserve System.
Investment research firm Hindenburg Research accused financial technology payment company Block of facilitating money laundering, fraud, and scams on its platform.
Compliance officers seeking clarity on what the Department of Justice means by “extraordinary” cooperation or “immediate” self-disclosure should look to the agency’s case history, said Assistant Attorney General Kenneth Polite Jr. during a speech.
The Public Company Accounting Oversight Board announced Robert Rice would succeed Mark Adler as head of enforcement and investigations.
Angeles Wealth Management announced the appointment of Edward Lowndes as chief operating officer and chief compliance officer.
Advanced Vapor Devices announced the appointment of Doug Fischer as general counsel.
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