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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By CW Staff2019-09-27T15:03:00
Northwestern Mutual recently announced it has made several changes to the company’s senior leadership team, including the appointment of a new chief legal and compliance officer.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2019-10-29T19:57:00Z By CW Staff
TruClarity Wealth Advisors, an SEC-registered investment adviser launched in September 2019, has named Catherine Mustico as chief compliance officer.
2019-10-18T19:07:00Z By CW Staff
BNP Paribas recently announced the appointment of Theresa McCloskey as chief compliance officer for BNP Securities, the company’s registered broker-dealer and futures commission merchant.
2019-10-16T18:09:00Z By CW Staff
Genesco has appointed Scott Becker as senior vice president, general counsel, and corporate secretary. He succeeds Roger Sisson, who retired from Genesco earlier this year.
2024-12-05T09:17:00Z By CW Staff
Riksbank has appointed Annica Sandberg as its new general counsel, effective Jan. 7.
2024-12-05T09:07:00Z By CW Staff
Utility company Exelon Corp announced that Colette Honorable will be named chief legal officer and corporate secretary.
2024-12-05T08:56:00Z By CW Staff
Global defense technology company Lockheed Martin named Kevin O’Connor as the corporation’s new senior vice president, general counsel and corporate secretary, effective Jan. 13.
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