- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Prosperity Asset Management announced that Cassandra Becker has joined the firm as chief compliance officer and senior counsel.
Becker is former director, legal & regulatory at Brookfield Asset Management.
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In October 2024, aerospace and defense company Raytheon and parent company RTX reached a $950 million settlement with U.S. government agencies to resolve multiple federal law violations. More significant than the criminal penalties were the four compliance monitorships that came with the agreements.
The U.S. Treasury Department’s Financial Crimes Enforcement Network issued a final interim rule that eliminates beneficial ownership information reporting obligations for U.S.-based companies and persons.
The increasing efforts to fight modern slavery across the globe are getting a boost from EU rules that require companies to track and report on the issue. But compliance executives can’t lean on easy databases and automated solutions, experts increasingly say, that supply chain companies may ignore or lie to.
President Donald Trump fired two Democratic commissioners serving on the Federal Trade Commission, the regulatory agency overseeing antitrust and consumer protection laws and which has been traditionally independent and staffed by members of both political parties.
Scintilla, a cryptocurrency solutions provider based in the United Arab Emirates, announced the appointment of Janey Schueller as its new chief compliance officer.
Wedgewood, the largest veterinary compounding pharmacy and a trusted provider of online pharmacy services, announced the appointment of Benjamin Daniels in the newly created role of chief compliance officer and general counsel.
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