All Chief Compliance Officer articles
-
Blog
Home Run Financing promotes GC to COO
Home Run Financing announced that Ryan Griffin, who has served as its general counsel and chief compliance officer for over five years, has been appointed as their new chief operating officer.
-
Blog
The Mutual Group appoints GC, CCO
TMG Insurance Services announced that Shannon Woods has joined as general counsel and chief compliance officer.
-
Blog
Genius Group names Tokinvest CCO to board
Genius Group Limited, an AI-powered education and acceleration group, announced that Tokinvest Chief Compliance Officer and Chief Financial Officer Ian Putter was appointed to its board.
-
Blog
RPM gets new GC, compliance chief
RPM International, which owns subsidiaries that are providers of specialty coatings, sealants, building materials and related services, announced that Tracy Crandall has been elected vice president, general counsel and chief compliance officer.
-
Blog
Albemarle announces GC, compliance chief
Albemarle Corporation, which transforms essential resources into critical ingredients for mobility, energy, connectivity and health, announced that Stacy Grant will become general counsel, corporate secretary and chief compliance officer.
-
Blog
FINRA names XML Securities’ CCO to board of governors
FINRA announced the election of Jennifer Szaro, chief compliance officer and a managing equity owner at XML Securities and its affiliated registered investment adviser, XML Financial Group, to its board of governors.
-
Blog
Cardless hires chief compliance officer
Fintech innovator Cardless announced that Ailien Phan will be its chief compliance officer.
-
Blog
Corza Medical appoints compliance chief
Corza Medical announced the appointment of Jason Abair as its new vice president, legal & chief compliance officer.
-
Blog
Waterfall Asset Management names GC, compliance chief as partner
Waterfall Asset Management announced that its Chief Operating Officer, General Counsel, and Chief Compliance Officer Kenneth Nick has become partner in the firm.
-
Blog
Nium names compliance chief
Cross-border payments’ firm Nium announced that Philip Doyle joined as chief compliance officer.
-
Blog
Cresset appoints compliance chief
Wealth management firm Cresset announced that it has hired Amy Hong as chief compliance officer and executive managing director.
-
Blog
Clearlake Capital announces CCO
Clearlake Capital Group announced that John Cannon has been appointed managing director, portfolio general counsel & O.P.S. and chief compliance officer.
-
Blog
MDU Resources appoints Avista GC to board
MDU Resources Group announced that Marian Durkin, who was previously senior vice president, general counsel, secretary and chief compliance officer for Avista Corporation, has been appointed to the company’s board of directors.
-
Blog
BRG Financial Institution Advisory practice names a former CCO as MD
Global expert services and consulting firm Berkeley Research Group announced that Michael Hollerich, who earlier served as chief compliance officer for two publicly traded financial services firms, has joined its financial institution advisory practice as a managing director.
-
Blog
Woodward appoints GC, compliance chief
Aerospace and industrial energy control solutions provider Woodward announced the appointment of Karrie Bem as executive vice president, general counsel, corporate secretary, and chief compliance officer, effective Sep 16.
-
Blog
Konami Gaming names CCO
Konami Gaming announced that Lori Olk has been appointed senior vice president, regulatory compliance and chief compliance officer.
-
Blog
Kinderhook Industries hires GC, compliance chief
Private investment firm Kinderhook Industries announced that Michael Iuliano has joined the firm as general counsel and chief compliance officer.
-
Blog
Nashville General Hospital welcomes new CCO
Nashville General Hospital welcomed Kristi Faulkner Lewis as its new chief compliance officer.
-
Blog
Customers Bank appoints compliance chief
Customers Bank appointed Allen Love as chief compliance and AML officer.
-
Blog
Melio appoints chief compliance officer
Melio, a B2B payments platform for small businesses, announced the appointment of Nicholas Passarelli as chief compliance officer.