All Chief Compliance Officer articles
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Blog
Norm Ai names New York Life Insurance CCO to Regulatory Advisory Board
Norm Ai, which provides an AI-powered regulatory compliance platform for the legal and compliance industries, announced that New York Life Insurance’s Chief Compliance Officer Sandi Tillotson has joined its Regulatory Advisory Board.
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Perigon Wealth Management names GC, CCO
Perigon Wealth Management announced it has hired Jonathan Robbins as general counsel and chief compliance officer.
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Thunes appoints chief compliance officer
Cross-border payments network Thunes announced the appointment of Peter Cohen as its new chief compliance officer.
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Walker & Dunlop names GC, compliance chief
Commercial real estate finance and advisory services firm Walker & Dunlop announced that Dan Groman will be its executive vice president, general counsel, secretary and chief compliance officer.
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Vantage Drilling appoints GC, compliance chief
Vantage Drilling International announced that Sarah French has assumed the role of general counsel, chief compliance officer and corporate secretary.
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SurveyAnnual survey: Help us get ‘Inside the Mind of the CCO’
Compliance Week’s sixth annual “Inside the Mind” survey seeks to discover what makes CCOs and other risk and compliance practitioners tick. Take 10 minutes to share your experiences and be part of our special report.
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Antelope Enterprise announces compliance chief
Antelope Enterprise Holdings Limited, a provider of electricity through natural gas power generation, announced the appointment of Junjie Dong as the new corporate secretary and chief compliance officer.
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1inch appoints new compliance chief
Crypto trading firm 1inch announced the appointment of Hedi Navazan as the group’s new chief compliance officer.
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Premier Transportation appoints compliance chief, GC
Premier Transportation named Shiriki Jones, ESQ, as chief compliance officer, general counsel.
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CS Disco announces GC, compliance chief
DISCO, AI-enabled legal technology provider, announced that Susan Garcia has joined the company as general counsel and chief compliance officer.
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Coherent names legal, compliance chiefs
Coherent Corp, provider of materials, networking, and lasers, announced that it has appointed Rob Beard as the company’s new chief legal and global affairs officer, and corporate secretary. The company has also promoted Marie Batz Martin to chief compliance officer.
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OpenAI appoints compliance chief
OpenAI welcomed Scott Schools as its chief compliance officer.
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Prosperity Asset Management hires CCO
Prosperity Asset Management announced that Cassandra Becker has joined the firm as chief compliance officer and senior counsel.
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Home Run Financing promotes GC to COO
Home Run Financing announced that Ryan Griffin, who has served as its general counsel and chief compliance officer for over five years, has been appointed as their new chief operating officer.
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The Mutual Group appoints GC, CCO
TMG Insurance Services announced that Shannon Woods has joined as general counsel and chief compliance officer.
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Genius Group names Tokinvest CCO to board
Genius Group Limited, an AI-powered education and acceleration group, announced that Tokinvest Chief Compliance Officer and Chief Financial Officer Ian Putter was appointed to its board.
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RPM gets new GC, compliance chief
RPM International, which owns subsidiaries that are providers of specialty coatings, sealants, building materials and related services, announced that Tracy Crandall has been elected vice president, general counsel and chief compliance officer.
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Albemarle announces GC, compliance chief
Albemarle Corporation, which transforms essential resources into critical ingredients for mobility, energy, connectivity and health, announced that Stacy Grant will become general counsel, corporate secretary and chief compliance officer.
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FINRA names XML Securities’ CCO to board of governors
FINRA announced the election of Jennifer Szaro, chief compliance officer and a managing equity owner at XML Securities and its affiliated registered investment adviser, XML Financial Group, to its board of governors.
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Cardless hires chief compliance officer
Fintech innovator Cardless announced that Ailien Phan will be its chief compliance officer.