- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Investment adviser SageSpring Wealth Partners named Brad Clayton as its new chief compliance officer.
Clayton held the position of deputy chief compliance officer since 2023.
He succeeds Deborah Jenkins, who is retiring.
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Microsoft and Indeed stepped up to adopt new artificial intelligence principles put forth by President Joe Biden, while leading senators took a step toward crafting AI legislation.
The Supreme Court rejected a claim that the Consumer Financial Protection Bureau’s funding mechanism is unconstitutional, removing a legal challenge that had the potential to overturn all the agency’s regulations and enforcement actions.
The Securities and Exchange Commission will require broker-dealers and registered investment advisers to adopt written policies and procedures for handling data breaches of customer data and notify affected customers within 30 days.
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