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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Jeff Dale2024-07-23T15:27:00
The Securities and Exchange Commission (SEC) announced that Division of Examinations Deputy Director Keith Cassidy, who was named interim acting co-director a year ago, will serve as interim acting director going forward.
In July 2023, Cassidy took the reins of the exams division along with Natasha Vij Greiner in response to then-Director Richard Best being placed on extended medical leave.
SEC Chair Gary Gensler wished Best well in a press release Monday as he takes time to focus on his health and thanked Cassidy for stepping in again to lead the exams division.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2023-07-25T17:40:00Z By Jeff Dale
The Securities and Exchange Commission announced the appointments of Natasha Vij Greiner and Keith Cassidy as interim acting co-directors of the Division of Examinations while Director Richard Best is on medical leave.
2023-01-17T19:08:00Z By CW Staff
The Securities and Exchange Commission announced the promotion of Erik Gerding to lead its Division of Corporation Finance following the departure of Renee Jones.
2022-11-07T20:11:00Z By Aaron Nicodemus
The Securities and Exchange Commission appointed two regulators within the agency’s Division of Examinations as deputy directors.
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Ionic Digital announced the appointment of Laura Schnaidt to the role of chief legal officer.
2024-11-29T11:01:00Z By CW Staff
Ally Financial announced that Stephanie Richard has been appointed chief risk officer.
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