- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By 
Aaron Nicodemus2022-11-07T20:11:00
The Securities and Exchange Commission (SEC) appointed two regulators within the agency’s Division of Examinations as deputy directors.
On Monday, the SEC announced Keith Cassidy and Natasha Vij Greiner will each be deputy directors for its Division of Examinations. Cassidy is currently national associate director of the division’s Technology Controls Program (TCP), while Greiner is national associate director of the Investment Adviser/Investment Company (IA/IC) examination program.
Both Cassidy and Grenier will remain in their current positions while also serving as deputy directors of the division, the SEC said.
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The Securities and Exchange Commission announced that Division of Examinations Deputy Director Keith Cassidy, who was named interim acting co-director a year ago, will serve as interim acting director going forward.
Three federal banking regulators issued guidance on the risks posed by the use of third-party financial technology firms to deliver bank deposit products and services to customers.
RTX Corp., the parent company of Raytheon, disclosed in a public filing it has reserved $1.24 billion to resolve legacy legal matters with the Department of Justice, Securities and Exchange Commission, and Department of State.
The Financial Industry Regulatory Authority announced the appointments of Tina Gubb, effective Monday, and Julie Glynn, effective Sept. 1, as senior vice presidents of enforcement.
Seminole Hard Rock Support Services announced the promotion of Chief Diversity and Inclusion Officer Stephanie Piimauna to senior vice president of people and inclusion.
Luxury group Kering Americas announced the promotion of General Counsel Ewa Abrams to president, effective Aug. 1.
