All Instinet articles

  • Nomura
    News Brief

    Instinet fined $3.8M by FINRA over deficient CAT reports

    2023-08-17T13:57:00Z

    Instinet, a brokerage firm subsidiary of Nomura Group, agreed to pay $3.8 million as part of a settlement with the Financial Industry Regulatory Authority regarding “tens of billions” of inaccurate or late reports filed to the consolidated audit trail central repository.