All investment articles
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Resource
White paper: Future-proofing your investment compliance
Seismic change is afoot for asset managers’ investment compliance programs given the significant uplift in SEC proposed rules for investor protection combined with demands for greater transparency.
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Blog
Shell may be green when it comes to pension fund ESG requirements
A Shell pensioner is threatening to take his own pension fund to the U.K.’s Pensions Ombudsman for maladministration—unless the company can prove it is managing its climate-related risk.
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Article
Buyer-funded developments equal fraud
Buyer beware: A pattern is emerging with buyer-funded developments—investors tempted by high-yield returns, only to see the projects collapse and their investments disappear.
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Blog
What is a conflict of interest?
A look at the case of Dr. Brenda Fitzgerald, the now former head of the Center for Disease Control, who invested in tobacco stocks after she became director.