All KYC Compliance articles
-
News BriefReal estate firm JLL fined by Canada’s FINTRAC for AML, KYC failures
Canada’s anti-money laundering regulator fined Toronto-based real estate firm Jones Lang Lasalle $107,827 Canadian dollars (U.S. $77,632) for six violations of its anti-money laundering rules, after discovering gaps in recordkeeping and reporting requirements for know your customer rules.
-
News BriefNordea Bank to pay $35M to resolve NYDFS probe into AML shortcomings
Finland-based Nordea Bank will pay $35 million to resolve an investigation by the New York Department of Financial Services into “significant compliance failures” in its anti-money laundering and Bank Secrecy Act program.
-
ResourceWhite paper: Solving Today’s Top KYC Compliance Challenges
Read this white paper to learn the top KYC compliance challenges and how to create a modernized approach to meet KYC/IDV requirements.
-
ArticleSurveys: Rushing technology decisions comes with big compliance risks
Embracing technology to help manage risk and improve efficiencies is a trend that’s been developing in the compliance space for a while, but the pandemic has fast-tracked the urgency behind it, according to a couple of recent surveys.
-
Resourcee-Book: Financial services roadmap: Know Your Customer
Risk and compliance leaders in financial services should download this e-Book from CW and WorkFusion for better “Know Your Customer” oversight.