- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
This guide is based on the takeaways from the expert panelists of an IdentiyMind sponsored KYC webinar. It will provide a high level analysis of the regulatory issues you should keep in mind when performing Know Your Customer analysis on new and current customers, the approach you should follow on your relationships with regulatory agencies and industry peers, and how to stay out of trouble and avoid fines.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
Mary Shirley is always looking for innovative ways to spur conversation, sharing, and crowdsourcing among compliance professionals. Her workshop at Compliance Week’s 2024 National Conference was no different.
With senior-level decisions on technology only increasing in frequency as new tools rapidly evolve, a panel at Compliance Week’s 2024 National Conference agreed compliance must consider the opportunities available to influence those conversations.
The Department of Justice launched a new pilot program that encourages voluntary self-disclosure by corporate executives who are themselves involved in financial misconduct, with the incentive of a nonprosecution agreement for those who help an agency investigation.
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