Making 3 Lines of Defense Work as a Compliance Strategy

By Susan Roberts, Corporate VP & Chief Compliance Officer Hospira, Jose Tabuena, Chief Compliance Officer Next Health, Tom O’Reilly, Director of Internal Audit Analog Devices 2019-01-15T14:24:31.267+00:00

No comments

Downloads

resourcefiles/CW2015- Three Lines of Defense
PDF, Size 3.59 mb

Topics

No comments

Article
Six steps for developing an AI ethics framework
2019-11-20T20:56:00Z
Artificial intelligence can undoubtedly improve processes and create efficiencies, but it can also be an enormous risk if it’s not designed with ethics in mind.
Article
Hong Kong, Singapore regulators fine UBS $59M for client overcharges
2019-11-20T20:14:00Z
Swiss bank UBS will pay $59 million in total civil penalties in resolutions with both Hong Kong and Swiss regulators for overcharging clients for over a decade.
Article
Report: Investor confidence in audit committees high; more transparency needed
2019-11-19T21:13:00Z
The 2019 Audit Committee Transparency Barometer indicated investor confidence in audit committee effectiveness was strong (81 percent) and had increased 10 percentage points since the first report was issued in 2014.