Mapping Effective Compliance to the U.S. Sentencing Guidelines

By Anthony M. Tocco CCEP, CFE, CIA, Chief Compliance Officer, DTE Energy 2019-01-15T14:24:31.263+00:00

Topics

Article
U.S. lenders feel confident, but why? Compliance, risk challenges abound
2019-12-06T19:53:00Z
Financial institutions are feeling more confident than ever about their compliance management practices, but they remain concerned about the “moving targets” of regulators, new research shows.
Article
Celadon execs charged with accounting fraud
2019-12-06T18:30:00Z
Two former top executives of trucking company Celadon Group face civil and criminal charges for their participation in an accounting fraud scheme that inflated the company’s income and earnings per share.
Article
Iconix, three former execs charged with accounting fraud
2019-12-06T17:02:00Z
Iconix Brand Group and three of its former top executives were charged by the SEC for engaging in accounting fraud. Iconix and two of the executives agreed to settle, with litigation still pending against the company’s former CEO.