All MLRO articles

  • Blog

    Herring Global appoints compliance head

    2024-08-30T19:32:00Z

    Herring Global, a digital asset trading and liquidity provision firm, announced that Benjamin Toh has joined as the head of compliance/MLRO.

  • U.K. money laundering
    Article

    Lessons learned from FCA case against CFP Management MLRO

    2023-09-14T17:00:00Z

    The U.K. Financial Conduct Authority’s decision notice against the money laundering reporting officer of CFP Management sends a strong message to the financial industry, particularly those who work in senior management functions or hold oversight responsibilities.

  • AML Euros
    Article

    A day in the life of an MLRO

    2023-08-28T19:28:00Z

    Discover the key responsibilities and skills of a money laundering reporting officer from Jason Holt, global head of financial crimes compliance at U.K-based investment manager abrdn.