All Non-Prosecution Agreements articles

  • NatWest
    Article

    NatWest to pay $35M for defrauding U.S. Treasury markets

    2021-12-22T17:51:00Z

    NatWest Markets, the investment banking arm of London-based NatWest Group, agreed to pay approximately $35 million after pleading guilty to engaging in various fraud schemes over the span of a decade in U.S. Treasury markets.

  • Article

    Distilling Lessons From Recent Sanctions Cases

    2015-07-21T10:15:00Z

    The Justice Department clearly is prosecuting more companies for sanctions or export control violations: 15 enforcement actions since 2010, compared to only three in the prior three years. Inside, we’ve sifted out themes arising from those settlements to understand more about what factors regulators weigh when resolving charges and how ...