By
Ruth Prickett2026-02-12T21:34:00
“Everything is time-consuming these days,” smiles Norm Ashkenas, vice-president and CCO at Robinhood Markets Inc, when asked what he spends most time on. This may be true of all chief compliance officers, but Robinhood’s rapid expansion from a U.S. financial services platform to a global organization adds layers of complexity and a learning curve.
Chief among Ashkenas’s priorities is positioning compliance as a strategic adviser, supporting those leading this global expansion in a complex financial services world. He stresses that compliance puts a huge effort into ensuring that it is not seen as a back-office function.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2026-02-17T23:11:00Z By Ruth Prickett
Four senior partners at Big Four accountancy firm Ernst & Young, including a leader in the firm’s compliance function, have left the company because of spiralling repercussions from a costly compliance failure.
2025-10-21T17:16:00Z By Aaron Nicodemus
Compliance Week Editor-in-Chief Aaron Nicodemus recently interviewed Olga Kozak-Anlar, Compliance AI Lead at Robinhood Markets Incorporated, about her role at Robinhood and the company’s use of AI.
2025-07-11T19:43:00Z By Aaron Nicodemus
The state of Florida is investigating Robinhood Crypto for falsely claiming it charges the lowest fees for processing crypto transactions.
2026-03-25T20:40:00Z By Ric Opal and Karen Schuler, CW guest columnists
As AI adoption accelerates, organizations are quietly deprioritizing the very safeguards that keep them compliant — creating governance blind spots, regulatory exposure, and stakeholder trust gaps that compound faster than most leaders realize. Compliance teams don’t have to wait for the consequences to hit: implement the following concrete steps to ...
2026-03-20T18:15:00Z By Jason Somrak, CW guest columnist
Financial crime is becoming faster, smarter, and more difficult to trace. By 2026, banks and regulators will approach compliance with a new mindset. The shift is away from reaction and toward prevention, partnership, and people.
2026-03-19T14:43:00Z By Tom Fox
A sweeping proposed federal procurement clause would push AI oversight out of policy decks and into compliance operations, vendor management, and real-time control testing.
Site powered by Webvision Cloud