All Options Clearing Corporation articles

  • Money
    Article

    Options Clearing Corp. fined $20M over risk policies

    2019-09-05T17:09:00Z

    Options Clearing Corp. will pay a combined $20 million in penalties to the SEC and CFTC to settle charges that it failed to implement certain risk management policies as required by U.S. laws and regulator rules.

  • Wallacecrop
    Article

    Richard Wallace: Failure is not an option

    2016-08-30T10:15:00Z

    Thanks to the work of CFO Richard Wallace and an enterprise-wide effort to build a world-league compliance program, the Options Clearing Corp. doesn’t strive to just meet current regulatory requirements, it lives by a set of internal expectations that exceeds the mandatory.