All Options Clearing Corporation articles

  • Article

    Options Clearing Corp. appoints chief risk officer


    The Options Clearing Corporation, a derivatives clearing organization, announced the appointment of David Ye as chief risk officer and a member of its management committee.

  • Article

    Options Clearing Corp. promotes chief compliance officer


    Options Clearing Corp., the world’s largest equity derivatives clearing organization, announced the promotion of Jennifer Baum to senior vice president and chief compliance officer.

  • Money

    Options Clearing Corp. fined $20M over risk policies


    Options Clearing Corp. will pay a combined $20 million in penalties to the SEC and CFTC to settle charges that it failed to implement certain risk management policies as required by U.S. laws and regulator rules.

  • Wallacecrop

    Richard Wallace: Failure is not an option


    Thanks to the work of CFO Richard Wallace and an enterprise-wide effort to build a world-league compliance program, the Options Clearing Corp. doesn’t strive to just meet current regulatory requirements, it lives by a set of internal expectations that exceeds the mandatory.