Last month, SEC rulemaking changes went into effect that lift the longstanding ban on solicitation and advertising by hedge funds, startups, and venture capitalists raising money for private offerings. The new rules, however, raise practical issues. In our latest podcast, we spoke to Edward Dartley and Greg Nowak, Pepper Hamilton attorneys with the firm's Funds and Financial Services practice groups about the nuts and bolts issues issuers must consider, among them new data privacy concerns and document retention and destruction policies.
Listen to the podcast. (11 min., 5 MB)
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