- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-07-31T12:15:00
Image: July 21 was a big day for banks and the beginning of the Volcker Rule’s compliance regime. The rule, a cornerstone of the Dodd-Frank Act, prohibits proprietary trading activities at federally insured banks. In our latest podcast we talk to Chris Scarpati, a partner in PwC’s financial regulation practice, ...
2018-04-16T10:00:00Z By Joe Mont
Since the day the Dodd-Frank Act was passed nearly a decade ago, the Volcker rule has been a burr under the saddle for Republicans. Now, their complaints are a lot closer to having a remedy, with plans to ease the rule’s burden on community banks.
2017-08-01T10:45:00Z By Joe Mont
While members of the Trump Administration wave off persistent critics, rule changes are starting to take root, notably for the Volcker rule.
2025-06-04T20:56:00Z By Ian Sherr
Compliance is increasingly in the spotlight as companies are tackling everything from artificial intelligence and other new technologies to risk management and mitigation. But it’s soft skills of communication and relationship building that are becoming the most critical tools for success.
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