Our two-day financial crimes event considers brand-new regulatory and legal mandates; examines lessons learned from enforcement actions; and airs industry perspectives on the latest developments in the financial crime space, including money laundering, bribery, sanctions violations, market manipulation, and more.
Welcome to Compliance Week’s “Top Minds in Compliance” podcast—our conversation series with leaders in the compliance field.
This week, columnist Tom Fox chats with Katie Smith, chief compliance officer at Convercent.
Smith explains the challenges she faces as a CCO at a growth company, citing the importance of internal culture and how her previous experiences have enabled her to think broader about ethics and compliance.
It’s not realistic to outright ban talk of politics with coworkers, but in today’s polarized climate it’s smart to set policies and educate employees about lines that should not be crossed.
Should you consider outsourcing some of your firm’s compliance functions? Perhaps, even, all of them? The answer is complicated and requires a thorough analysis of the risks and rewards.
After a bad week for motivational leadership in the United Kingdom, experts expound on who should really set “tone from the top.”
Compliance Week Editor in Chief Dave Lefort and ServiceNow Risk Solutions Executive Brandon Reese share best practices and discuss managing pandemic-related risks as companies safely and slowly bring employees back to the office.
Performance coach and former rally car champion Penny Mallory concludes her emotional intelligence podcast series with a discussion of change and its importance to how we progress in life.
Performance coach and former rally car champion Penny Mallory details how taking risks is essential to success as part of her emotional intelligence podcast series.
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