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Welcome to Compliance Week’s “Top Minds in Compliance” podcast—our conversation series with leaders in the compliance field.
This week, columnist Tom Fox chats with Katie Smith, chief compliance officer at Convercent.
Smith explains the challenges she faces as a CCO at a growth company, citing the importance of internal culture and how her previous experiences have enabled her to think broader about ethics and compliance.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact Editor in Chief Kyle Brasseur.
The Securities and Exchange Commission is expanding its examination focus regarding investment advisers’ compliance with its new marketing rule.
Corvus Insurance announced the appointment of Albert Zhou as chief risk officer.
Software developer monday.com announced the promotion of General Counsel Shiran Nawi to chief people and legal officer.
Compliance Week Editor in Chief Dave Lefort and ServiceNow Risk Solutions Executive Brandon Reese share best practices and discuss managing pandemic-related risks as companies safely and slowly bring employees back to the office.
Performance coach and former rally car champion Penny Mallory concludes her emotional intelligence podcast series with a discussion of change and its importance to how we progress in life.
Performance coach and former rally car champion Penny Mallory details how taking risks is essential to success as part of her emotional intelligence podcast series.
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