Welcome to ComplianceWeek.com. This site uses cookies. Read our policy.

Protect your company from cyber risks

Take this self-directed, interactive course to deepen your understanding of cybersecurity risks and learn about the latest regulations to keep your organization compliant and prepared for today’s dangerous cyber environment.

Now in its 10th year, Compliance Week Europe is created for compliance, risk, and ethics officers to come together for two days dedicated to the sharing of knowledge and experiences from an international perspective.

Learn from the latest headlines and protect your company today

Albemarle in settlement talks with SEC, DOJ over FCPA violations
Wells Fargo confirms DOJ probe into diversity hiring practices
Robinhood Crypto fined $30M for AML, cybersecurity failures
SEC: Adherence to Reg BI should be embedded in compliance culture

Individual Corporate

All precious metals articles

Article
Compliance failures at JPMorgan highlighted in record $920M spoofing fine

2020-09-29T20:13:00Z

JPMorgan Chase agreed to pay more than $920 million as part of an agreement with three federal agencies to settle allegations that the firm’s traders manipulated the precious metals markets with false trades.

Protect your company from cyber risks

Learn from the latest headlines and protect your company today

All precious metals articles

Compliance failures at JPMorgan highlighted in record $920M spoofing fine