The former chief compliance officer and comptroller at Executive Compensation Planners (ECP), a New York-based investment adviser and financial planning firm, was sentenced Tuesday to more than six years in prison for her role in a Ponzi scheme that defrauded clients of more than $11 million.

Adrianne Appel writes regulatory news, policy, and trends for Compliance Week. She previously reported about policy developments for Bloomberg Law and Bloomberg Government. Email: adrianne.appel@complianceweek.com LinkedIn:...