The Securities and Exchange Commission on Tuesday announced the creation of a new division designed to bolster compliance with securities laws among firms working with the agencyโs regional offices.

Intelligence, benchmarking, and certification for risk and compliance leaders, from the institution setting the standard since 1922.
The Securities and Exchange Commission on Tuesday announced the creation of a new division designed to bolster compliance with securities laws among firms working with the agencyโs regional offices.
Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:... More by Aaron Nicodemus
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