The Securities and Exchange Commission (SEC) has proposed raising the threshold at which small institutional investment managers must file quarterly reports with the agency.

The Securities and Exchange Commission (SEC) has proposed raising the threshold at which small institutional investment managers must file quarterly reports with the agency.
Aaron Nicodemus is the Editor-in-Chief of Compliance Week. He previously worked as a reporter for Bloomberg Law and as business editor at the Telegram & Gazette in Worcester, Mass. Email: aaron.nicodemus@complianceweek.com LinkedIn:... More by Aaron Nicodemus