As former chief of the Securities and Exchange Commission’s Foreign Corrupt Practices Act (FCPA) Unit, Kara Brockmeyer knows what regulators are looking for when they assess a company’s relationship with its third parties.
Brockmeyer, now a litigation partner at Debevoise & Plimpton and keynote speaker at Compliance Week’s TPRM Virtual Summit on Thursday, stressed the need for vetting and monitoring “throughout the lifecycle of the relationship,” not just when the third party is onboarded. This falls in line with recent guidance from the Department of Justice (DOJ).
