As part of our occasional series of conversations with compliance executives, we caught up with Lee Augsburger, chief ethics and compliance officer at Prudential Financial, and vice chairman of the newly established Global Insurance Chief Compliance Officers Forum. Established in January by a group of chief compliance officers from the insurance and reinsurance industry, the CCO Forum focuses on developing industry best practices in compliance. Augsburger provides insight on the objectives of the group and how it fills an important void in the industry.
How did the idea for the Global Insurance Chief Compliance Officers Forum (CCO Forum) come about?
