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  Experts: Fraud risks heightened amid banking turmoil
  
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All robo-advisers articles

Article
SEC to Schwab: Return $187M for robo-adviser misstatements

2022-06-14T17:20:00Z

Three Charles Schwab subsidiaries have agreed to pay $187 million to settle SEC charges the units were allocating investors’ cash holdings in a way that was less profitable under most market conditions and misled investors about the strategies involved.
Article
Charles Schwab sets aside $200M in SEC robo-advisory probe

2021-07-06T14:53:00Z

Charles Schwab disclosed in a regulatory filing it expects to pay $200 million to resolve a Securities and Exchange Commission investigation concerning its robo-advisory business.
Blog post
SEC issues new guidance on ‘robo-advisers’

2017-02-23T14:30:00Z

The Securities and Exchange Commission this week published information and guidance for investors and the financial services industry on the fast-growing use of robo-advisers. Jaclyn Jaeger has more.