All Rule & Proposals articles

  • Blog

    SEC proposes amending auditor independence rules


    The SEC is proposing changes to its auditor independence rules to relax limitations that made compliance with loan provisions virtually impossible.

  • Blog

    New CD&Is Address Expansion of Regulation A


    The Securities and Exchange Commission’s Division of Corporation Finance has issued 11 new Compliance and Disclosure Interpretations to offer guidance on Regulation A changes that went into effect on June 19. They address such matters as the use of social media for “testing the waters” communications, what a “principal place ...

  • Blog

    House Committee Digs Into New Dodd-Frank, CFPB Legislation


    The House of Representative’s Committee on Financial Services is moving forward with the latest round of legislative efforts to amend the Dodd-Frank Act, impose new requirements on the Consumer Financial Protection Bureau, and offer regulatory relief to smaller banks and lenders. The first step was a day-long markup of newly ...