SEC Charges State Street for Pay-to-Play Scheme
State Street Bank and Trust Company last week reached a $12 million settlement with the Securities and Exchange Commission to settle charges that it conducted a pay-to-play scheme through its then-senior vice president and a hired lobbyist to win contracts to service Ohio pension funds.
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ArticleCompliance officers accused of helping criminals run $346 million international payment fraud network
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ArticleCompliance should protect firms from AI-washing investigations and insurance claims
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