This course will help you learn the basic and necessary controls needed to ensure organizations identify, establish, assess, and maintain effective controls to help manage third-party arrangements through a well-defined risk assessment process.
Compliance Week National brings together compliance, ethics, legal, and audit professionals to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs.
Compliance Week is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.
Have a post-holiday filing to make to the Securities and Exchange Commission? You might have to wat a few days.
The day after Christmas, Dec. 26, has been declared a non-working day for the federal government and the SEC’s electronic filing system, EDGAR, will not be operational on that day and online filings will not be accepted. Any filings due on that Friday can instead be submitted once the system resumes operations on Monday, Dec. 29.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact Editor in Chief Kyle Brasseur.
Healthcare technology company Veradigm disclosed it expects it misstated revenue by approximately $40 million during its 2021 and 2022 reporting periods.
Coinbase said it was served a Wells Notice by the Securities and Exchange Commission for potential violations of securities law regarding multiple of its cryptocurrency products.
The Securities and Exchange Commission is paying added scrutiny toward audit firms’ increasing use of network affiliates in their work and the potential for inconsistent quality that comes with such an approach.
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